Since 1981, we have been offering affluent investors customized financial solutions to achieve their goals. Here you will find information on current events, stock and market research, mutual fund updates, and links to other select financial resources on our website. As a referral based practice, we welcome the opportunity to work closely with you and your family, or anyone who you think would benefit in talking to us.
With our wealth of experience, exceptional service, trusted and professional financial advice, and a long-term discipline investment strategy, we build lasting client relationships helping you achieve financial peace of mind.
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Sean began with McLeod Young Weir (ScotiaMcLeod’s predecessor firm) in 1981 as an Investment Executive after completing a Bachelor of Commerce degree at U.B.C. In 1987 he took on the additional responsibilities of managing various Branch offices within ScotiaMcLeod and was appointed Vice President of the firm. In 1991, he elected to focus 100% of his attention on his clients and relinquished the title of Branch Manager. In 1995 he was named a Director, Wealth Management of ScotiaMcLeod. In addition, he has extensive knowledge in options hedging and specializes in developing these strategies within a client’s portfolio depending on suitability.
Sean’s conservative investment approach is one which employs diversification in three main areas; asset allocation, geographical diversification and diversification of investment management style (growth, value, small cap, etc.). Extensive use of sophisticated asset allocation models are effectively utilized.
“The most important aspect of our job is to understand our clients investment and financial goals and to tailor a portfolio to fit their risk profile.”
Over 30 years of investment expertise has resulted in a focused and disciplined approach to money management in either managed assets (mutual funds, wrap accounts etc.) or fee based individual segregated portfolios.
Sean can be reached at (604) 661-7420 or by email at firstname.lastname@example.org.
With her extensive experience working with affluent clients, Kathy also oversees the team in the day-to-day administration of the business, ensuring that the highest standards of client service are maintained.
She has also completed her Derivatives and Options Licensing courses and helps to implement these strategies within our team.
Kathy can be reached at (604) 661-1452 or by email at email@example.com.
Martha graduated from the BCIT Corporate Finance program in 2002 and has over 10 years in experience in the brokerage industry. She is licensed as an Investment Representative to deal with stocks, bonds, and mutual funds.
Martha’s role is to provide administrative assistance to our private clients.
Martha can be reached at (604) 661-7497 or by email at firstname.lastname@example.org.
Vanessa has worked in the financial and customer service industry for over four years. She is a graduate from the University of British Columbia where she received a Bachelor of Arts degree with a major in Economics.
Vanessa has successfully completed the Canadian Securities Course, and is currently working on the Conduct and Practices Handbook. Once completed, she will be licensed as an Investment Representative to deal with stocks, bonds, and mutual funds.
Vanessa can be reached at (604) 661-7427 or by email at email@example.com.
Your investment portfolio should be a reflection of you, your goals and your dreams. That is why, before we make any specific recommendations, we like to make a point of finding out what is really important to you, both as an investor, and more importantly, as a person. Contact us to find out more about any of the following:
Discretionary Management · Fee Based Programs · Guided Porfolios
We offer transactional and fee-based accounts with a flexible pricing structure to meet your financial goals. For those individuals who prefer a more “hands off “approach, we offer our Scotia Managed Portfolio (SMP) which is a discretionary program that allows our clients access to professional money management typically offered to those with high asset levels.
Our goal is to provide you with an unparalleled level of service. Finding the solution to your financial needs is our foremost focus. Below you will find the contact information for our team.